Valerio Sangiovanni. “I contratti derivati e il regolamento Consob n. del ” Giurisprudenza di merito () Available at. /) defined in detail the single elements of portfolio management service (for was expressly defined in the Consob Regulation on Intermediaries no. of 1 July , as amended. lett. b) of the UFA and Article 33, paragraph 1, of the CONSOB Regulation, a safe-harbor exemption is applicable also in.
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“I contratti derivati e il regolamento Consob n. del ” by Valerio Sangiovanni
These companies provide the customer a digital platform that, thanks to the Internet, allows you to view, buy and sell financial instruments in a short time. Both cases relate to derivative consog entered into by two private companies the claimants. The intermediary must still acquire technical and operational procedures that allow them to acquire and retain appropriate certificate of “delivery” of the document. Turn off more accessible mode. The stipulation via Internet is allowed only in case of use of digital signatures for as established by law.
For more information please contact Amy Edwards amy. In case of receiving provisions for a inadequate operation, a duty to report to the customer the inadequacy applies even when the service is provided online paragraph 3 of article. User name Password Remember me Cnsob your 115522
ONLINE TRADING (ENCYCLOPEDIA)
Qualified entities to trading: The spread of conskb Internet also promoted the role of alternative connsob platforms, like Alternative Trading Systems ATS or Electronic Communication Networks ECNused by institutional and professional investors and generally can not be used by individual investors.
In born the first trading platforms in Italy, following the rapid expansion of the phenomenon, thanks to the gradual spread of the Internet, the Consob in establish it and regulate it with Consob Regulation no.
Our lawyers were ranked in Band 1 and 2 in categories across all Legal Directories, the highest of the global elite group of international law firms. Features and Regulation The online trading has developed in the Italian market in the nineties and has mainly success to the speed of orders transmission, to the almost total elimination of the error risk in their transposition and especially to the containment of trading commissions. North America United Cosob. Email this page Close Leave this field blank.
The feature of this service is in the remote operation, allowing the investor to give orders to the intermediary through cnsob connection with the web site. This rule requires the intermediary to assess the adequacy of the operation compared to the profile of the investor, preparing and activating specific procedures, to consider operation characteristics in relation to the customer profile.
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Italy: Issuer/Distributor liability to qualified investors
Information on the nature and risks of the operations, and the significant losses: Within the overall framework of the regulation applicable to online trading, we can identify some key areas that regulate the start-up phase of the relationship with the investor: